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We do not disclose nonpublic personal information about current or former clients or shareholders to any third parties except as necessary to effect a transaction, administer your account, or as otherwise permitted by law. For example, the Dodge & Cox Funds and Dodge & Cox Worldwide Funds use third-party transfer agents and third-party providers of systems who use your information only to process or analyze transactions you have requested. Contracts with these organizations contain provisions restricting their use of your nonpublic personal information to those purposes for which they were hired.
We restrict access to nonpublic personal information about you to those employees and service providers involved in administering or servicing your account(s) or helping us meet our regulatory obligations. We maintain physical, electronic, and procedural safeguards that comply with federal standards to protect your nonpublic personal information. In addition, our Code of Ethics, which applies to all Dodge & Cox employees, restricts the use of your nonpublic personal information.
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Roberta R. Kameda, Esquire, General Counsel, Dodge & Cox, 555 California Street, 40th Floor, San Francisco, CA 94104.
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INTEGRATION AND SEVERABILITY
Mr. Gu received his B.S. degree in Economics from the Wharton School at the University of Pennsylvania in 2011 and his M.B.A. degree from Harvard University in 2018. Prior to business school, he was a senior research associate at Dodge & Cox. Mr. Gu rejoined Dodge & Cox in 2018. Mr. Gu is a CFA charterholder. (P)